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The APCC
Professional Standards
Joining the APCC
What is the APCC
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Board of Directors
The Directory
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Strategic Partners
ASSOCIATION OF
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COMPLIANCE
CONSULTANTS.
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compliance consultancy partner search:
types of firms served:
- Please Select -
Authorised Professional Persons
Banks/Deposit Takers
Building Societies
Collective Investments Funds
Company Service Providers
Consumer Credit Providers
Corporate Finance Firms
Credit Unions
Custodians/Depositaries
Discretionary fund managers
Electronic Money Issuers
Energy Market Participants
Friendly Societies
High Value Dealers
IFA (incl IFA divisions of financial institutions)
Institutional investment management
Insurance Brokers - General
Insurance Brokers - Pure Protection Products
Insurers
Investment Banks
Lead generation firms
Lloyds
Money Service Businesses
Mortgage Brokers
Mortgage Lenders/Administrators
Multi lateral trading facility
Payments Services Institutions
Pension Scheme Operator/Provider
Private Client investment management
Recruitment of Regulatory Staff ( Registered Recruiter)
Restricted financial advisers
Retail investment management
Sale and Rent Back
Secondary Intermediaries
Securities and Futures firms
SIPP providers
Stockbrokers
System suppliers
Third party product providers
Trade associations, professional bodies and regulators
Travel Insurers
Trust Service Providers
Wrap Platforms
services offered:
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Advice pre regulatory risk assessment or supervision visit
Authorisation - PRA
Authorisation -FCA
Client Assets
Complaints Handling Reviews
Compliance advice
Compliance Support
Compliance Training
Documentation
Due Diligence
Enforcement Action - AML and Payment Services
Enforcement Action - Financial Services
Expert Witness - AML and Payment Services
Expert Witness - Financial Services
File Review
Health Checks
Management training & support, Staff training
Marketing and Business Development
Mis-selling Reviews
Money Laundering/Financial Crime Advice and Reviews
Payments Services Registration and Compliance
Pension Reviews
Regulatory and Examination Training and Coaching
Regulatory Returns Assistance
Regulatory Updates
Shadow s.166 reviews
Skilled Person Panel - Data & IT Infrastructure
Skilled Person Panel - Client Assets
Skilled Person Panel - Conduct of Business
Skilled Person Panel - Financial Crime
Skilled Person Panel - Governance, Controls & Risk Frameworks
Skilled Person Panel - Prudential – Investment Firms, Intermediaries & RIE
Postcode distance:
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no. of consultants:
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Sole
2-3
4-5
6-8
9-10
11-15
16-20
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26-30
31-35
36-40
41-45
46-50
51+
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Forums
Spring Conference
10:00 AM - 5:00 PM
13th March 2019,
The Offices of Global Relay, ,
45 Cannon Street, London,.
Autumn Conference 2019
9:00 AM - 5:00 PM
9th October 2019,
Offices of Global Relay,,
45 Cannon Street, London,.
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APCC Brexit Working Group Guidance Note
FCA ask for APCC member support in SMCR reminders
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IFA Consultancy Limited
I-FACT Limited
Insurance Compliance Services Limited
Interim Management Limited
Insynergi (UK) Ltd
IonStar Limited
IFA Protect Limited
