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Home
The APCC
Professional Standards
Joining the APCC
What is the APCC
Executive Team
Board of Directors
The Directory
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Affiliates
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Strategic Partners
ASSOCIATION OF
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COMPLIANCE
CONSULTANTS.
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compliance consultancy partner search:
types of firms served:
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Authorised Professional Persons
Banks/Deposit Takers
Building Societies
Claims Management Companies
Collective Investments Funds
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Consumer Credit Providers
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Discretionary fund managers
Electronic Money Issuers
Energy Market Participants
Friendly Societies
High Value Dealers
IFA (incl IFA divisions of financial institutions)
Institutional investment management
Insurance Brokers - General
Insurance Brokers - Pure Protection Products
Insurers
Investment Banks
Lead generation firms
Lloyds
Money Service Businesses
Mortgage Brokers
Mortgage Lenders/Administrators
Multi lateral trading facility
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Pension Scheme Operator/Provider
Private Client investment management
Recruitment of Regulatory Staff ( Registered Recruiter)
Restricted financial advisers
Retail investment management
Sale and Rent Back
Secondary Intermediaries
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Stockbrokers
System suppliers
Third party product providers
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services offered:
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Advice pre regulatory risk assessment or supervision visit
Authorisation - PRA
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Client Assets
Complaints Handling Reviews
Compliance advice
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Enforcement Action - AML and Payment Services
Enforcement Action - Financial Services
Expert Witness - AML and Payment Services
Expert Witness - Financial Services
File Review
Health Checks
Management training & support, Staff training
Marketing and Business Development
Mis-selling Reviews
Money Laundering/Financial Crime Advice and Reviews
Payments Services Registration and Compliance
Pension Reviews
Regulatory and Examination Training and Coaching
Regulatory Returns Assistance
Regulatory Updates
Shadow s.166 reviews
Skilled Person Panel - Data & IT Infrastructure
Skilled Person Panel - Client Assets
Skilled Person Panel - Conduct of Business
Skilled Person Panel - Financial Crime
Skilled Person Panel - Governance, Controls & Risk Frameworks
Skilled Person Panel - Prudential – Investment Firms, Intermediaries & RIE
Postcode distance:
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no. of consultants:
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51+
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Forums
Autumn Conference 2019
9:00 AM - 4:15 PM
17th October 2019,
Offices of Global Relay,,
45 Cannon Street, London,.
Spring Conference 2020
10:00 AM - 4:00 PM
12th March 2020,
The Offices of Eversheds Sutherland LLP,,
1 Wood Street, London .
News
Bulletin Board
APCC Bulletin Board Question - Pension Transfer Advice
FCA Regulation round-up September 2019
more news
Working Groups
Crypto
Claims Management
Supervision
view working groups
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IFA Consultancy Limited
I-FACT Limited
Interim Management Limited
IFA Protect Limited
IJK Regulatory Consulting Limited
Insurance Compliance Services Limited
