Appointing a Consultant

Appointing and Using Compliance Consultants

Following a review by the FCA in 2007 of the use of compliance consultants by regulated firms, the FCA published a factsheet summarising how smaller retail firms should approach this area. The APCC endorses this factsheet and has also added supplementary material to assist firms in selecting a compliance consultant; both of these documents are available below.

• FCA Factsheet on Using Compliance Consultants

• APCC Supplementary Guidance to Selecting a Compliance Consultant

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