the DIRECTORY

Forums

Spring Conference
10:00 AM - 3:45 PM
13th March 2019,
The Offices of Global Relay, ,
45 Cannon Street, London,.
Autumn Conference 2019
9:00 AM - 5:00 PM
9th October 2019,
Offices of Global Relay,,
45 Cannon Street, London,.

Appointing a Consultant

Appointing and Using Compliance Consultants

Following a review by the FCA of the use of compliance consultants by regulated firms, the FCA have provided advice summarising how smaller retail firms should approach this area. The APCC endorses this information and has also added supplementary material to assist firms in selecting a compliance consultant; Both of these can be viewed by clicking on the links below.

• FCA Information on Using Compliance Consultants

• APCC Supplementary Guidance to Selecting a Compliance Consultant

Find a Consultant