PFS workshop - Agent as Client
1:30 PM - 4:00 PM
8th January 2020,
The offices of DWF,
20 Fenchurch Street, London.
Spring Conference 2020
10:00 AM - 4:00 PM
12th March 2020,
The Offices of Eversheds Sutherland LLP,,
1 Wood Street, London .

Appointing a Consultant

Appointing and Using Compliance Consultants

Following a review by the FCA of the use of compliance consultants by regulated firms, the FCA have provided advice summarising how smaller retail firms should approach this area. The APCC endorses this information and has also added supplementary material to assist firms in selecting a compliance consultant; Both of these can be viewed by clicking on the links below.

• FCA Information on Using Compliance Consultants

• APCC Supplementary Guidance to Selecting a Compliance Consultant

Find a Consultant