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Workshop on 8 July in the City of London

The APCC is pleased to announce a workshop on 8 July focussing primarily on authorisations and what makes a good application pack.  Two speakers from the FSA will be presenting on this topic and delegates will be encouraged to ask questions.  In addition Simon Collins will give an update on the FSA's compliance consultants training programme and an update on enforcement issues following his presentation to the FSA at their own internal enforcement conference.

Click here for further details.

news & events

01/09/10

What's new


New items recently added to the website include:

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09/07/10

Authorisation Workshop

 The workshop held on 8 July primarily focussed on authorisations and what makes a good application pack.  In addition Simon Collins gave an update on APCC activities and on enforcement issues following his presentation to the FSA at their own internal enforcement conference. 

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10/03/10

2010 London Forum


The APCC  2010 London forum took place on Tuesday 9th March.

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Constitutional Items

Professional Standards

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The Steering Council & Meeting Minutes

The Steering Council meets regularly and directs the business of the APCC.

 

 

Members of the Steering Council are drawn from a wide cross-section of the compliance consultant community.

 

It is intended that Steering Council members will serve for up to three years after which they will retire but may put themselves forward for re-election by members of the APCC. Individuals within member firms of the APCC can be elected to the Steering Council at general meetings of the APCC as set out in the constitution.

 

 

Simon Collins - Chairman
Resouces Compliance (UK) Limited
Retail intermediation and asset management
Caroline Hayes
SimplyBiz
Retail, IFA, general insurance and mortgage broking
Steve McGuinness
HedgeSupport
Securities and asset management
Charles Meade-King
IFact Group Limited
Retail, IFA, general insurance and mortgage broking
Joanne Smith
The Consulting Consortium Limited
Retail, IFA, general insurance and mortgage
Somerset Willis Fleming
LWF Consulting Limited
Securities and asset management
Steering COUNCIL Specialism E-mail

 

 

The secretary of the APCC is Hilary Spivey.

 

 

The APCC minutes are available to members for download at any time, please log in and go to the Downloads section. The files are in PDF format and to access them you may need the free Acrobat Reader software (which you can download from here).

 

 

If you require Word or text versions please contact
Hilary Spivey.