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APT Compliance Limited
Address:
42 Bannister Road
Penenden Heath
Maidstone
Kent
ME14 2JZ
Telephone: 07967 004126
Fax:
E-mail: enquiries@aptcompliance.co.uk
Website: www.aptcompliance.co.uk
APT Compliance provides Advice, Policy and Training for Compliance - please refer to the APTC web-site for full information on the firm and its services.
Number of Consultants: Sole Consultant
Geographic Area Covered: UK, including Channel Islands, and Europe
Types of Client Firm Served:
| Authorised Professional | ✓ | Investment Banks | ✓ |
| Banks/Deposit Takers | ✓ | Lloyds | |
| Building Societies | Mortgage Brokers | ✓ | |
| Collective Investments Funds | Mortgage Lenders/Administrators | ||
| Corporate Finance Firms | ✓ | Multi lateral trading facility | |
| Credit Unions | Payments Institutions | ||
| Electronic Money Issuers | Pension Scheme Operator/Provider | ||
| Energy Market Participants | ✓ | Private Client Investment Management | ✓ |
| Friendly Societies | Retail Investment Management | ✓ | |
| IFA | ✓ | Sale and rent back | |
| Institutional Investment Management | Secondary Intermediaries | ||
| Insurance Brokers - General | Securities and Futures Firms | ||
| Insurance Brokers - Pure Protection Products | Stockbrokers | ||
| Insurers | Third Party Providers | ✓ |
Services Offered:
| Authorisation | ✓ | File Review | |
| Compliance Advice | ✓ | Financial Returns Assistance | |
| Compliance Support | ✓ | Health Checks | ✓ |
| Compliance Training | ✓ | Mis-selling Reviews | |
| Complaints Reviews | Money Laundering Reviews | ✓ | |
| Documentation | ✓ | Pension Reviews | |
| Enforcement Action | ✓ | Regulatory Updates | |
| Expert Witness | Skilled Persons Reports |