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Adviser Options Limited
Address:
21 Thornway
Bramhall
Stockport
Cheshire
SK7 2AF
Telephone: 0161 4392136 or 07787 816146
Fax:
E-mail: db.wallace@talktalk.et
Adviser Options offers a wide range of regulatory services to retail distributors such as Product Provider IFA and Network firms. We believe you will find our range of services exceptional and our costs reasonable. Clients pay only for what they require, from provision of 'Self Help' documentation to individual assistance with regulatory visits and Enforcement issues.
Number of Consultants: Sole Consultant
Geographic Area Covered: All UK locations
Types of Client Firm Served:
| Authorised Professional | ✓ | Investment Banks | |
| Banks/Deposit Takers | ✓ | Lloyds | |
| Building Societies | Mortgage Brokers | ✓ | |
| Collective Investments Funds | ✓ | Mortgage Lenders/Administrators | |
| Corporate Finance Firms | Multi lateral trading facility | ||
| Credit Unions | Payments Institutions | ✓ | |
| Electronic Money Issuers | ✓ | Pension Scheme Operator/Provider | |
| Energy Market Participants | Private Client Investment Management | ✓ | |
| Friendly Societies | ✓ | Retail Investment Management | ✓ |
| IFA | ✓ | Sale and rent back | |
| Institutional Investment Management | ✓ | Secondary Intermediaries | |
| Insurance Brokers - General | Securities and Futures Firms | ||
| Insurance Brokers - Pure Protection Products | ✓ | Stockbrokers | |
| Insurers | ✓ | Third Party Providers |
Services Offered:
| Authorisation | ✓ | File Review | |
| Compliance Advice | ✓ | Financial Returns Assistance | |
| Compliance Support | ✓ | Health Checks | ✓ |
| Compliance Training | ✓ | Mis-selling Reviews | ✓ |
| Complaints Reviews | ✓ | Money Laundering Reviews | ✓ |
| Documentation | ✓ | Pension Reviews | ✓ |
| Enforcement Action | ✓ | Regulatory Updates | |
| Expert Witness | Skilled Persons Reports |