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2013 Annual London Forum

Our annual London forum will be held on 11 March 2013 at the offices of Blackrock which are in the City (Drapers Gardens, 12 Throgmorton Avenue, London  EC2N 2D) to be followed by a networking session at a local hostelry. 

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news & events

30/01/13

APCC London Forum on 11 March 2013

Our 2013 annual forum will be on 11 March 2013.

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05/10/12

Roundtable Discussion on 24 October with the FSA on the recent CP on the Promoti

The APCC is holding an interactive roundtable discussion with the FSA on the recent CP on the promotion of UCIS to the retail market. This event is open to delegates from APCC members and affiliate firms either in person or via webinar.  Delegates from non-member firms can listen live to the event via webinar.

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30/08/12

Northern Forum Event on 19 September 2012

Program and registration details for the Northern Forum event to be held on 19 September at the John Smith Stadium (previously called the Galpharm Stadium) in Huddersfield.

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Region:
Haven Risk Management Limited
Member reference number: 06006

Address:

PO Box 19

Chipping Campden

Gloucestershire

GL55 6YX

Telephone: 01386 438694

Fax:

E-mail: info@havenrm.com

Website: www.havenrm.com

 

Providing bespoke Compliance & Training and Competence services to IFAs and Friendly Societies. Provision of CFP Training.

 

Number of Consultants: 2-5

 

Geographic Area Covered: UK, Channel Islands and Malta

 

Types of Client Firm Served:

Authorised Professional PersonsMortgage Brokers
Building SocietiesPayments Services Institutions
Collective Investments FundsPension Scheme Operator/Provider
Corporate Finance FirmsPrivate Client investment management
Friendly SocietiesRetail investment management
IFA (incl IFA divisions of financial institutions)Secondary Intermediaries
Institutional investment managementSecurities and Futures firms
Insurance Brokers - Pure Protection ProductsStockbrokers

 

Services Offered:

Authorisation - Financial Services FirmsHealth Checks
Complaints ReviewsMis-selling Reviews
Compliance SupportMoney Laundering Advice and Reviews
Compliance TrainingOn-going Advice
DocumentationPension Reviews
Enforcement Action - Financial ServicesRegulatory Returns Assistance
Expert Witness - Financial ServicesRegulatory Updates
File ReviewSkilled Persons Reports
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