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June 2013 Regional Forums

NORTHERN FORUM –   4June 2013, The John Smith’s Stadium, Stadium Way, Huddersfield, HD1 6PG

SOUTHERN FORUM –  6June 2013, Offices of L & G, 1 Coleman Street, London, EC2R 5AA

Registration is now open for the above events

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21/05/13

APCC; Regional Forums including FCA presentations June 2013

NORTHERN FORUM –   4June 2013, The John Smith’s Stadium, Stadium Way, Huddersfield, HD1 6PG

 

SOUTHERN FORUM –  6June 2013, Offices of L & G, 1 Coleman Street, London, EC2R 5AA

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30/01/13

Regional Forums June 2013

Registration is open for our regional forums. Please go to News and Events for registration forms

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05/10/12

Roundtable Discussion on 24 October with the FSA on the recent CP on the Promoti

The APCC is holding an interactive roundtable discussion with the FSA on the recent CP on the promotion of UCIS to the retail market. This event is open to delegates from APCC members and affiliate firms either in person or via webinar.  Delegates from non-member firms can listen live to the event via webinar.

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Region:

Acumen Compliance Consultancy Limited
Member reference number: 05147

Address:

6 Maidenhead Road

Stratford-upon-Avon

Warwickshire

CV37 6XR

Telephone: 07889 168999

Fax:

E-mail: info@acumencompliance.com

Website: www.acumencompliance.com

 

ACUMEN is a specialist Compliance Consultancy focusing on providing services to clients in the Asset Management and Retail sectors.

Consultancy assignments undertaken include: Interim Compliance Management, TCF implementation, Fund establishment and authorisation, Compliance function restructuring, Risk Managemnet and Governance Framework reviews, Fund rationalisation and restructuring, Monitoring (including third party providers of fund management and administration) Complaint handling reviews.

ACUMEN's directors have 40 years experience in financial services.

 

 

Number of Consultants: 2-5

 

Geographic Area Covered: Throughout UK, Ireland and India

 

Types of Client Firm Served:

Banks/Deposit TakersInstitutional investment management
Building SocietiesInsurance Brokers - Pure Protection Products
Collective Investments FundsInvestment Banks
Friendly SocietiesMortgage Brokers
IFA (incl IFA divisions of financial institutions)Private Client investment management
Insurance Brokers - GeneralRetail investment management
InsurersThird party product providers

 

Services Offered:

Enforcement Action - Financial Services
Authorisation - PRAHealth Checks
Complaints Handling ReviewsMis-selling Reviews
Compliance SupportMoney Laundering/Financial Crime Advice and Reviews
Compliance TrainingSkilled Persons Reports
Documentation