List of Member Firms
Acumen Compliance Consultancy LimitedMember reference number: 05147
6 Maidenhead Road
Telephone: 07889 168999
ACUMEN is a specialist Compliance Consultancy focusing on providing services to clients in the Asset Management and Retail sectors.
Consultancy assignments undertaken include: Interim Compliance Management, TCF implementation, Fund establishment and authorisation, Compliance function restructuring, Risk Managemnet and Governance Framework reviews, Fund rationalisation and restructuring, Monitoring (including third party providers of fund management and administration) Complaint handling reviews.
ACUMEN's directors have 40 years experience in financial services.
Number of Consultants: 2-5
Geographic Area Covered: Throughout UK, Ireland and India
Types of Client Firm Served:
|Banks/Deposit Takers||Institutional investment management|
|Building Societies||Insurance Brokers - Pure Protection Products|
|Collective Investments Funds||Investment Banks|
|Friendly Societies||Mortgage Brokers|
|IFA (incl IFA divisions of financial institutions)||Private Client investment management|
|Insurance Brokers - General||Retail investment management|
|Insurers||Third party product providers|
|Enforcement Action - Financial Services|
|Authorisation - PRA||Health Checks|
|Complaints Handling Reviews||Mis-selling Reviews|
|Compliance Support||Money Laundering/Financial Crime Advice and Reviews|
|Compliance Training||Skilled Persons Reports|