List of Member Firms
Complyport LimitedMember reference number: 05085
Telephone: 020 7399 4980
Fax: 0207 629 8002
Complyport is a leading compliance and regulatory consultancy providing bespoke, practical solutions for financial services firms.
We offer clients a range of services including ongoing regulatory support, outsourced compliance officers, AIFMD compliance reviews, compliance Health Checks, complex projects (including Skilled Persons Reviews), FCA visit preparation, training and topical seminars. We assist firms seeking FCA authorisation and regulatory approval, as well as helping firms with due diligence, corporate governance, risk and operations projects.
Complyport has offices in London, Jersey and Hong Kong, where we provide specialist, local compliance expertise in each jurisdiction.
In 2012 Complyport was awarded the Best Consulting Firm of the Year at the 8th Annual Thomson Reuters Accelus Compliance Awards.
Number of Consultants: 11-25
Geographic Area Covered: London, South East England, Edinburgh, Glasgow, Jersey, Guernsey, Isle of Man
Types of Client Firm Served:
|Banks/Deposit Takers||Investment Banks|
|Corporate Finance Firms||Private Client investment management|
|Electronic Money Issuers||Retail investment management|
|Energy Market Participants||Securities and Futures firms|
|Institutional investment management||Stockbrokers|
|Advice pre Arrow visit/S166 report||Health Checks|
|Authorisation - Financial Services Firms||Money Laundering Advice and Reviews|
|Compliance Support||On-going Advice|
|Compliance Training||Regulatory Returns Assistance|
|Enforcement Action - Financial Services||Skilled Persons Reports|
|Expert Witness - Financial Services||ICAAP|