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Compliance Consultants (South East) Limited
Address:
51 Northampton Road
Croydon
Surrey
CR0 7HD
Telephone: 020 7237 2834
Fax: 020 7394 7520
E-mail: ccslse@clara.net
CCSEL specialises in providing full compliance services to small IFA's, mortgage and Insurance brokers. In addition to the services set out above we can help with Professional Indemnity Insurance and will consider any reasonable project.
Number of Consultants: Sole Consultant
Geographic Area Covered: London and the Home Counties
Types of Client Firm Served:
| Authorised Professional | Investment Banks | ||
| Banks/Deposit Takers | Lloyds | ||
| Building Societies | Mortgage Brokers | ✓ | |
| Collective Investments Funds | Mortgage Lenders/Administrators | ||
| Corporate Finance Firms | Multi lateral trading facility | ||
| Credit Unions | Payments Institutions | ||
| Electronic Money Issuers | Pension Scheme Operator/Provider | ||
| Energy Market Participants | Private Client Investment Management | ||
| Friendly Societies | Retail Investment Management | ||
| IFA | ✓ | Sale and rent back | |
| Institutional Investment Management | Secondary Intermediaries | ||
| Insurance Brokers - General | Securities and Futures Firms | ||
| Insurance Brokers - Pure Protection Products | ✓ | Stockbrokers | |
| Insurers | Third Party Providers |
Services Offered:
| Authorisation | ✓ | File Review | |
| Compliance Advice | ✓ | Financial Returns Assistance | |
| Compliance Support | ✓ | Health Checks | ✓ |
| Compliance Training | ✓ | Mis-selling Reviews | ✓ |
| Complaints Reviews | ✓ | Money Laundering Reviews | ✓ |
| Documentation | ✓ | Pension Reviews | ✓ |
| Enforcement Action | ✓ | Regulatory Updates | |
| Expert Witness | Skilled Persons Reports |