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Workshop on 24 September at the FSA offices in London

The APCC is pleased to announce a workshop on 24 September at the London offices of the FSA from 9:30 until noon, registration is from 9 am.  The workshop is for compliance consultants and will focus on the promotion of unregulated collective investment schemes by retail financial advisers.  This follows a recent thematic review by the FSA of this area which found significant failings by regulated firms.  This event is free of charge.

All delegates should have received their email invitation from the FSA for this event, please email the APCC if you have not received your invitation.  Some places may still be available for delegates from APCC member firms.  Again please contact the APCC if you would like to attend the event.

 
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01/09/10

What's new


New items recently added to the website include:

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09/07/10

Authorisation Workshop

 The workshop held on 8 July primarily focussed on authorisations and what makes a good application pack.  In addition Simon Collins gave an update on APCC activities and on enforcement issues following his presentation to the FSA at their own internal enforcement conference. 

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10/03/10

2010 London Forum


The APCC  2010 London forum took place on Tuesday 9th March.

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Types of Firms Served

Number of Consultants

  

Services Offered

Region:
Accord Consultancy Limited

Address:

27a High Street

Melton Mowbray

Leicestershire

UK

LE13 0TS

 

Telephone: 01664 566752

 

Fax: 01664 566753

 

E-mail: enquiries@accordconsultancy.co.uk

 

Website: www.accordconsultancy.co.uk

 

Formed in 2000 to provide professional compliance and T & C services to the Financial Services sector, the principals of Accord have many years experience in their field. It has become apparent to the Directors that there is a demand for a personal, yet professional, approach to compliance, from Regulated firms. We believe that we can satisfy that demand by means of our own very practical and user friendly systems for meeting the needs of the IFA and Insurance Broker. Our policy of offering a bespoke service and our hands on approach to compliance matters means we are well able to help you implement compliance systems appropriate to your own operation.

 

Number of Consultants: 2-5

 

Geographic Area Covered: Principally Midlands and London, but nationwide service offered.

 

Types of Client Firm Served:

Authorised Professional✓ Investment Banks
Banks/Deposit Takers Lloyds
Building Societies✓ Mortgage Brokers✓
Collective Investments Funds Mortgage Lenders/Administrators
Corporate Finance Firms Multi lateral trading facility
Credit Unions Payments Institutions
Electronic Money Issuers Pension Scheme Operator/Provider✓
Energy Market Participants Private Client Investment Management
Friendly Societies Retail Investment Management
IFA✓ Sale and rent back
Institutional Investment Management Secondary Intermediaries
Insurance Brokers - General✓ Securities and Futures Firms
Insurance Brokers - Pure Protection Products✓ Stockbrokers
Insurers Third Party Providers

 

Services Offered:

Authorisation✓ File Review✓
Compliance Advice✓ Financial Returns Assistance✓
Compliance Support✓ Health Checks✓
Compliance Training✓ Mis-selling Reviews✓
Complaints Reviews✓ Money Laundering Reviews✓
Documentation✓ Pension Reviews✓
Enforcement Action✓ Regulatory Updates✓
Expert Witness✓ Skilled Persons Reports✓
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