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Brunel Compliance Services Limited
Address:
10 Palmerston Road
Redland
Bristol
BS6 7RH
Telephone: 0117 9441302
Fax: 0117 944 1302
E-mail: juliet.gadd@brunelcompliance.co.uk
Established in 2003, Brunel Compliance Services offers compliance advice and guidance, tailored to the individual needs of afirm. This can include, for example, regular file checks, compliance monitoring, complaints handling or working on a specific 'one-off' project.
Number of Consultants: Sole Consultant
Geographic Area Covered: Primarily Bristol and surrounding areas
Types of Client Firm Served:
| Authorised Professional | Investment Banks | ||
| Banks/Deposit Takers | Lloyds | ||
| Building Societies | Mortgage Brokers | ✓ | |
| Collective Investments Funds | Mortgage Lenders/Administrators | ||
| Corporate Finance Firms | Multi lateral trading facility | ||
| Credit Unions | Payments Institutions | ||
| Electronic Money Issuers | Pension Scheme Operator/Provider | ||
| Energy Market Participants | Private Client Investment Management | ||
| Friendly Societies | Retail Investment Management | ||
| IFA | ✓ | Sale and rent back | |
| Institutional Investment Management | Secondary Intermediaries | ||
| Insurance Brokers - General | Securities and Futures Firms | ||
| Insurance Brokers - Pure Protection Products | ✓ | Stockbrokers | |
| Insurers | Third Party Providers |
Services Offered:
| Authorisation | ✓ | File Review | ✓ |
| Compliance Advice | ✓ | Financial Returns Assistance | |
| Compliance Support | ✓ | Health Checks | ✓ |
| Compliance Training | ✓ | Mis-selling Reviews | ✓ |
| Complaints Reviews | ✓ | Money Laundering Reviews | ✓ |
| Documentation | ✓ | Pension Reviews | |
| Enforcement Action | Regulatory Updates | ||
| Expert Witness | Skilled Persons Reports |