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Workshop on 24 September at the FSA offices in London

The APCC is pleased to announce a workshop on 24 September at the London offices of the FSA from 9:30 until noon, registration is from 9 am.  The workshop is for compliance consultants and will focus on the promotion of unregulated collective investment schemes by retail financial advisers.  This follows a recent thematic review by the FSA of this area which found significant failings by regulated firms.  This event is free of charge.

All delegates should have received their email invitation from the FSA for this event, please email the APCC if you have not received your invitation.  Some places may still be available for delegates from APCC member firms.  Again please contact the APCC if you would like to attend the event.

 
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01/09/10

What's new


New items recently added to the website include:

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09/07/10

Authorisation Workshop

 The workshop held on 8 July primarily focussed on authorisations and what makes a good application pack.  In addition Simon Collins gave an update on APCC activities and on enforcement issues following his presentation to the FSA at their own internal enforcement conference. 

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10/03/10

2010 London Forum


The APCC  2010 London forum took place on Tuesday 9th March.

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Types of Firms Served

Number of Consultants

  

Services Offered

Region:
CAML Global

Address:

CAML Global

Forsyth House

Cromac Square

Belfast

Northern Ireland

BT2 8LA

 

Telephone: 028 90218000

 

Fax: 028 90218001

 

E-mail: info@camlglobal.com

 

Website: www.camlglobal.com

 

CAML Global specialise in training and compliance consultancy advice in anti money laundering within the regulated sector. We work with companies to develop best practice in preventing money laundering and to ensure those practices are integrated into business processes and controls.

Our commercial fraud investigation department specialise in high level frauds providing a comprehensive report to the client to a criminal standard of proof. With expert investigators drawn from law enforcement, compliance and forensic accountancy we are ideally placed to resolve any client issues. Our experts all have experience both within the UK and Europe.

 

Number of Consultants: 2-5

 

Geographic Area Covered: CAML Global currently provides expert compliance consultancy advice on a Europe wide basis

 

Types of Client Firm Served:

Authorised Professional✓ Investment Banks✓
Banks/Deposit Takers✓ Lloyds✓
Building Societies✓ Mortgage Brokers✓
Collective Investments Funds✓ Mortgage Lenders/Administrators
Corporate Finance Firms✓ Multi lateral trading facility
Credit Unions Payments Institutions✓
Electronic Money Issuers✓ Pension Scheme Operator/Provider
Energy Market Participants Private Client Investment Management✓
Friendly Societies Retail Investment Management✓
IFA✓ Sale and rent back
Institutional Investment Management✓ Secondary Intermediaries✓
Insurance Brokers - General✓ Securities and Futures Firms✓
Insurance Brokers - Pure Protection Products✓ Stockbrokers✓
Insurers✓ Third Party Providers✓

 

Services Offered:

Authorisation File Review
Compliance Advice✓ Financial Returns Assistance
Compliance Support✓ Health Checks✓
Compliance Training✓ Mis-selling Reviews
Complaints Reviews Money Laundering Reviews✓
Documentation✓ Pension Reviews
Enforcement Action✓ Regulatory Updates✓
Expert Witness✓ Skilled Persons Reports✓
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