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CEI Compliance Limited
Address:
31 Woodside
Gosport
Hampshire
PO13 0YT
Telephone: 07092 289901
Fax: 07092 289901
E-mail: enquiries@cei-compliance-limited.co.uk
Website: www.cei-compliance-limited.co.uk
CEI is a people based regulatory consultancy, run by compliance people for compliance people, and we take this approach throughout the work that we do. We work on issues and demand areas, delivering performance improvements, process enhancements or additional support where it matters most.
Number of Consultants: Sole Consultant
Geographic Area Covered: UK, Europe and Middle East
Types of Client Firm Served:
| Authorised Professional | ✓ | Investment Banks | ✓ |
| Banks/Deposit Takers | ✓ | Lloyds | |
| Building Societies | ✓ | Mortgage Brokers | ✓ |
| Collective Investments Funds | ✓ | Mortgage Lenders/Administrators | |
| Corporate Finance Firms | Multi lateral trading facility | ✓ | |
| Credit Unions | Payments Institutions | ||
| Electronic Money Issuers | ✓ | Pension Scheme Operator/Provider | ✓ |
| Energy Market Participants | ✓ | Private Client Investment Management | ✓ |
| Friendly Societies | Retail Investment Management | ✓ | |
| IFA | ✓ | Sale and rent back | |
| Institutional Investment Management | ✓ | Secondary Intermediaries | |
| Insurance Brokers - General | Securities and Futures Firms | ✓ | |
| Insurance Brokers - Pure Protection Products | Stockbrokers | ✓ | |
| Insurers | Third Party Providers | ✓ |
Services Offered:
| Authorisation | File Review | ✓ | |
| Compliance Advice | ✓ | Financial Returns Assistance | ✓ |
| Compliance Support | ✓ | Health Checks | ✓ |
| Compliance Training | ✓ | Mis-selling Reviews | ✓ |
| Complaints Reviews | ✓ | Money Laundering Reviews | ✓ |
| Documentation | ✓ | Pension Reviews | |
| Enforcement Action | ✓ | Regulatory Updates | ✓ |
| Expert Witness | Skilled Persons Reports | ✓ |