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Bond Pearce LLP
Address:
3 Temple Quay
Temple Back East
Bristol
BS1 6DZ
Telephone: 0845 415 6610
Fax: 0845 415 6900
E-mail: john.wright@bondpearce.com
Website: www.bondpearce.com
Bond Pearce is a leading commercial law firm with over 70 partners and 700 staff. The Compliance team is a speacialist area within the firm.
Number of Consultants: Sole Consultant
Geographic Area Covered: UK
Types of Client Firm Served:
| Authorised Professional | ✓ | Investment Banks | |
| Banks/Deposit Takers | ✓ | Lloyds | ✓ |
| Building Societies | ✓ | Mortgage Brokers | ✓ |
| Collective Investments Funds | ✓ | Mortgage Lenders/Administrators | |
| Corporate Finance Firms | ✓ | Multi lateral trading facility | |
| Credit Unions | ✓ | Payments Institutions | ✓ |
| Electronic Money Issuers | ✓ | Pension Scheme Operator/Provider | |
| Energy Market Participants | ✓ | Private Client Investment Management | ✓ |
| Friendly Societies | ✓ | Retail Investment Management | ✓ |
| IFA | ✓ | Sale and rent back | |
| Institutional Investment Management | ✓ | Secondary Intermediaries | |
| Insurance Brokers - General | ✓ | Securities and Futures Firms | ✓ |
| Insurance Brokers - Pure Protection Products | ✓ | Stockbrokers | ✓ |
| Insurers | ✓ | Third Party Providers | ✓ |
Services Offered:
| Authorisation | ✓ | File Review | ✓ |
| Compliance Advice | ✓ | Financial Returns Assistance | |
| Compliance Support | ✓ | Health Checks | ✓ |
| Compliance Training | ✓ | Mis-selling Reviews | ✓ |
| Complaints Reviews | ✓ | Money Laundering Reviews | ✓ |
| Documentation | ✓ | Pension Reviews | ✓ |
| Enforcement Action | ✓ | Regulatory Updates | ✓ |
| Expert Witness | ✓ | Skilled Persons Reports | ✓ |