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Compliance Matters Limited
Address:
7 Carr Road
Todmorden
Lancashire
OL14 7EY
Telephone: 01706 816298 & 07903 936983
Fax:
E-mail: george.bylett@btinternet.com
Website: www.compliancemattersltd.co.uk
Compliance Matters Limited was set up in 2001 to offer advice on compliance issues to regulated firms. Our focus is specific to our clients requirements. We take time to listen and identify the areas that require support. We offer a value added service to regulated firms on a consultancy basis specifically on all Risk and Compliance issues
Number of Consultants: Sole Consultant
Geographic Area Covered: subject to our clients requirements
Types of Client Firm Served:
| Authorised Professional | ✓ | Investment Banks | ✓ |
| Banks/Deposit Takers | Lloyds | ✓ | |
| Building Societies | ✓ | Mortgage Brokers | ✓ |
| Collective Investments Funds | ✓ | Mortgage Lenders/Administrators | |
| Corporate Finance Firms | ✓ | Multi lateral trading facility | |
| Credit Unions | ✓ | Payments Institutions | ✓ |
| Electronic Money Issuers | ✓ | Pension Scheme Operator/Provider | |
| Energy Market Participants | Private Client Investment Management | ✓ | |
| Friendly Societies | ✓ | Retail Investment Management | ✓ |
| IFA | ✓ | Sale and rent back | |
| Institutional Investment Management | ✓ | Secondary Intermediaries | ✓ |
| Insurance Brokers - General | Securities and Futures Firms | ✓ | |
| Insurance Brokers - Pure Protection Products | ✓ | Stockbrokers | ✓ |
| Insurers | ✓ | Third Party Providers | ✓ |
Services Offered:
| Authorisation | ✓ | File Review | ✓ |
| Compliance Advice | ✓ | Financial Returns Assistance | ✓ |
| Compliance Support | ✓ | Health Checks | ✓ |
| Compliance Training | ✓ | Mis-selling Reviews | ✓ |
| Complaints Reviews | ✓ | Money Laundering Reviews | ✓ |
| Documentation | ✓ | Pension Reviews | ✓ |
| Enforcement Action | ✓ | Regulatory Updates | ✓ |
| Expert Witness | Skilled Persons Reports | ✓ |