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June 2013 Regional Forums

NORTHERN FORUM –   4June 2013, The John Smith’s Stadium, Stadium Way, Huddersfield, HD1 6PG

SOUTHERN FORUM –  6June 2013, Offices of L & G, 1 Coleman Street, London, EC2R 5AA

Registration is now open for the above events

Click here for more details.



 

Latest News

Northern Forum Event on 20 June 2012

21/05/12

 

We are very pleased to announce that there will be an afternoon workshop for compliance consultants on 20 June at the Galpham Stadium in Huddersfield.

 

An interactive update for consultants on topical compliance issues.

AGENDA

1:15 - Rory Percival from the FSA  - Overview of assessing suitability; centralised investment propositions and replacement business

2:15 - Gordon Finlay from the FSA communications department on
- BRAW – update on workshops and regulatory reviews
- RDR – details of any upcoming work
- Positive Compliance workshops – what is covered and locations
- Future workshops or events
- Compliance consultants/FSA survey – more info on next survey
- Other areas to be confirmed.

3:00 - Break

3:20 - Delegate Q & A session on all regulatory compliance topics

3:40 - Russell Facer: APCC update

4:00  -Finish

This event is open to consultants from both member and non-member firms. For delegates from member and affiliate firms the fee is £40 plus VAT (£48), for all other delegates the fee is £100 plus VAT (£120).


You can book for this event by going to our online booking page for this event. Alternatively you can download and complete the registration form for this event.

 

Other News

21/05/13

APCC; Regional Forums including FCA presentations June 2013


 

NORTHERN FORUM –   4June 2013, The John Smith’s Stadium, Stadium Way, Huddersfield, HD1 6PG

 

SOUTHERN FORUM –  6June 2013, Offices of L & G, 1 Coleman Street, London, EC2R 5AA


Registration is now open for the above events.  The timings, format and agenda for both forums are the same and are;-

Agenda;-

1.00pm                       Registration (please bring ID if attending the London event)

1.30pm                       APCC Chairmans Update – Providing you with a review of the APCC’s recent activity and its plans for the future.

2.00pm                       FCA – Graham Hinslewood – An update on the FCA’s current Financial Incentives agenda, and an APCC update on our own working group on this area.

2.30pm                       FCA – Gordon Findlay – Providing a roundup of forthcoming communications and events

3.00pm                       APCC working group updates and findings covering Consumer Credit Act, RDR Reporting, Authorisations, and Institutional Panel Update

4.20pm onwards      An open forum and chance to discuss those hot topics and concerns with the FCA and the APCC Steering Council  

The events are expected to finish around 5pm, and are open to delegates from consultancy firms, the fee for delegates from member firms and participating affiliates firms is £48 per delegate (i.e. £40 plus VAT), the fee for delegates from other consultancy firms is £120 (i.e. £100 plus VAT).  If you would like to attend the Huddersfield event, please complete the Huddersfield booking form, and if you would like to attend the London event please complete the London  booking form.  by clicking on the link and emailing your completed form back to admin@apcc.org.uk

If you have any questions on the forums or have any difficulty making your event bookings do please email us on admin@apcc.org.uk  Delegate confirmations will be issued on a first come first served basis, delegates from member firms will be confirmed when the booking form is received, all other delegates will be confirmed when both the booking form and payment is received.

 



30/01/13

Regional Forums June 2013


 

Registration is open for our regional forums. Please go to News and Events for registration forms


 

 

Agenda;-

1.00pm                   Registration (please bring ID if attending the London event)

1.30pm   APCC Chairmans Update – Providing you with a review of the APCC’s recent activity and its plans for the future.

2.00pm   FCA – Graham Hinslewood – An update on the FCA’s current Financial Incentives agenda, and an APCC update on our own working group on this area.

2.30pm   FCA – Gordon Findlay – Providing a roundup of forthcoming communications and events

3.00pm                   APCC working group updates and findings

                               

·          Consumer Credit Act

·          RDR Reporting

·          Authorisations

·          Institutional Panel update

4.20pm onwards  An open forum and chance to discuss those hot topics and concerns with the FCA and the APCC Steering Council 

The events are expected to finish around 5pm, and are open to delegates from consultancy firms, the fee for delegates from member firms and participating affiliates firms is £48 per delegate (i.e. £40 plus VAT), the fee for delegates from other consultancy firms is £120 (i.e. £100 plus VAT).  If you would like to attend the Huddersfield event, please complete the Huddersfield event booking form, and if you would like to attend the London event please complete the London event booking form.  

 

If you have any questions on the forums or have any difficulty making your event bookings do please email me.  Delegate confirmations will be issued on a first come first served basis, delegates from member firms will be confirmed when the booking form is received, all other delegates will be confirmed when both the booking form and payment is received.

 

 


Registration for this all day event is now open.  You can book online or you can complete a registration form.  The detailed programme for the day can be found here.



05/10/12

Roundtable Discussion with the FSA on the recent CP on the Promotion of UCIS to the Retail Market


 

The APCC is holding an interactive roundtable discussion with the FSA on the recent CP on the promotion of UCIS to the retail market. This event is open to delegates from APCC members and affiliate firms either in person or via webinar.  Delegates from non-member firms can listen live to the event via webinar.


The authors of the paper, Jason Pope and Louise Roger from the FSA will be at the event to listen to your questions and issues and to discuss them with you so this will be a highly interactive event. 

The event starts at 2:30 with registration open from 2 pm and is expected to finish about 4 pm.  The fee for delegates from APCC member and affiliate firms is £42 (£35 plus VAT) and for all other delegates the fee is £96 (£80 plus VAT).  You can book your place on this course using our online booking system for this event or by downloading and completing the registration form for this event.

 

This event will take place at the offices of Resources Global in 117 Houndsditch, London EC3A 7BT. 

 

This is an interactive event so please do come fully armed with all your questions and issues on the proposed restrictions to marketing UCIS contained in the CP.  

 

The APCC will be responding to this CP and so your opinion on it is particularly welcome.  Our submission to the FSA will summarise the views of the compliance consultancy industry to the CP - these views may well be contradictory as the APCC will not be taking a "house view" but will fully reflect the range of views held by the industry.   This roundtable discussion will therefore be particularly useful in enabling the industry to articulate its concerns over the CP and for these views to be fully expressed to the FSA. 



30/08/12

Northern Forum Event on 19 September 2012


 

Program and registration details for the Northern Forum event to be held on 19 September at the John Smith Stadium (previously called the Galpharm Stadium) in Huddersfield.


The program for the event is as follows:

12:45 – 1:15 Registration, tea and coffee
1:15 – 1:20   Welcome and introduction - Russell Facer, APCC
1:20 – 3:00   Authorisations and Variations of Permissions – Current Issues presented by James
                    Borley, Gillian Lavabre and Nicola Wildman, managers within the FSA Authorisations
                    and Variations of Permissions Departmentincluding delegate Q & A
3:00 – 3:20   Tea
3:20 – 3:40   FSA Communications Department Update - David Thompson, FSA
3:40 – 4:00   APCC Update - Russell Facer, APCC

Delegates from both APCC member firms and from non-members are welcome.  The fee for delegates from APCC member and affiliate firms is £48 (£40 plus VAT) and for all other delegates the fee is £120 (£100 plus VAT).  You can book for this course using our online booking system for this event or by downloading and completing the registration form for this event.

This is an interactive event so please do come fully armed with all your questions and issues on authorisations and variations of permissions. 



30/08/12

Southern Forum Event on 26 September 2012


 

Program and registration details for the Southern Forum event to be held on 26 September at 117 Houndsditch, London EC3A 7BT.


The program for the event is as follows:

10:00 – 10:30 Registration, tea and coffee
10:30 – 10:35 Welcome and introduction - Simon Collins, APCC
10:35 – 12:15 Authorisations and Variations of Permissions – Current Issues presented by managers
                     from the FSA's authorisations department including delegate Q & A
12:15 – 12:35 Tea break
12:35 – 13:00 FSA Communications Department Update - David Thompson, FSA
13:00 – 13:15 APCC Update - Simon Collins, APCC

Delegates from both APCC member firms and from non-members are welcome.  The fee for delegates from APCC member and affiliate firms is £48 (£40 plus VAT) and for all other delegates the fee is £120 (£100 plus VAT).  You can book for this course using our online booking system for this event or by downloading and completing the registration form for this event.


This is an interactive event so please do come fully armed with all your questions and issues on authorisations and variations of permissions. 



29/08/12

19 and 26 September APCC Forums


 

A reminder for our 19 September forum in Huddersfield and (12:45 until 4 pm) and our central London forum on 26 September (10:00 until 1:30pm). 


Our September forums will be held on 19 September in Huddersfield (12:30 until 4 pm) and on 26 September in central London (10:00 until 1:30pm).  The main subjects to be covered will be authorisations and variations of permissions when two managers from that department in the FSA will be discussing current issues on these topics.  This will be fully interactive so please come armed with plenty of questions and comments.  There will also be a short general update on FSA items from David Thompson of the FSA’s communications department. 

Registration for these events is now open, for more details of these event please see the Northern Forum news item or the Southern Forum news item.

 



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