Mailing List
Workshop on 24 September at the FSA offices in London

The APCC is pleased to announce a workshop on 24 September at the London offices of the FSA from 9:30 until noon, registration is from 9 am.  The workshop is for compliance consultants and will focus on the promotion of unregulated collective investment schemes by retail financial advisers.  This follows a recent thematic review by the FSA of this area which found significant failings by regulated firms.  This event is free of charge.

All delegates should have received their email invitation from the FSA for this event, please email the APCC if you have not received your invitation.  Some places may still be available for delegates from APCC member firms.  Again please contact the APCC if you would like to attend the event.

 

news & events

01/09/10

What's new


New items recently added to the website include:

read more


09/07/10

Authorisation Workshop

 The workshop held on 8 July primarily focussed on authorisations and what makes a good application pack.  In addition Simon Collins gave an update on APCC activities and on enforcement issues following his presentation to the FSA at their own internal enforcement conference. 

read more


10/03/10

2010 London Forum


The APCC  2010 London forum took place on Tuesday 9th March.

read more


more news & events

downloads

Recently added

Constitutional Items

Professional Standards

Events - London March 2010

download more

List of Member Firms

Advanced Search

Documentation

Newsletters

Temporary Consultants

Locum/mentoring/buddying

Technical Helpdesk

Other

 
Compliance Consortium Limited

Address:

115 Belmont Road

Bristol

BS6 5AR

 

Telephone: 0117 9421502

 

Fax: 0117 9421502

 

E-mail: info@complianceconsortium.co.uk

 

Website: www.complianceconsortium.co.uk

 

Compliance Consortium Limited brings together experienced consultants with a diverse background, enabling it to offer services to a wide sector of the financial services industry.  Behind the key players in the Consortium are up to 50 specialist consultants located throughout the UK providing the support needed on larger projects.

 

Number of Consultants: 2-5

 

Geographic Area Covered: UK

 

Services to Consultancy Firms: Temporary Consultants,