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Workshop on 24 September at the FSA offices in London

The APCC is pleased to announce a workshop on 24 September at the London offices of the FSA from 9:30 until noon, registration is from 9 am.  The workshop is for compliance consultants and will focus on the promotion of unregulated collective investment schemes by retail financial advisers.  This follows a recent thematic review by the FSA of this area which found significant failings by regulated firms.  This event is free of charge.

All delegates should have received their email invitation from the FSA for this event, please email the APCC if you have not received your invitation.  Some places may still be available for delegates from APCC member firms.  Again please contact the APCC if you would like to attend the event.

 
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01/09/10

What's new


New items recently added to the website include:

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09/07/10

Authorisation Workshop

 The workshop held on 8 July primarily focussed on authorisations and what makes a good application pack.  In addition Simon Collins gave an update on APCC activities and on enforcement issues following his presentation to the FSA at their own internal enforcement conference. 

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10/03/10

2010 London Forum


The APCC  2010 London forum took place on Tuesday 9th March.

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JW Compliance Limited

Address:

21 North Street East

Uppingham

Rutland

LE15 9QJ

 

Telephone: 01572 820214

 

Fax:

 

E-mail: jonathan@jwcompliance.com

 

Website: www.jwcompliance.com

 

J W Compliance Limited provides a bespoke professional compliance service, principally but not exclusively, to the investment fund management sector. It draws upon the experience only of APCC members who have adequate experience to offer a pragmatic approach to constantly changing tide of financial services regulation and training needs. These needs are addressed by a breadth and depth of knowledge and experience forged in compliance and operational risk consulting to a range of investment firms.

 

Number of Consultants: Sole Consultant

 

Geographic Area Covered: Anywhere within reason particularly London and East Midlands

 

Services to Consultancy Firms: Documentation, Locum/mentoring/buddying, Technical helpdesk, Temporary Consultants,

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