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Workshop on 24 September at the FSA offices in London

The APCC is pleased to announce a workshop on 24 September at the London offices of the FSA from 9:30 until noon, registration is from 9 am.  The workshop is for compliance consultants and will focus on the promotion of unregulated collective investment schemes by retail financial advisers.  This follows a recent thematic review by the FSA of this area which found significant failings by regulated firms.  This event is free of charge.

All delegates should have received their email invitation from the FSA for this event, please email the APCC if you have not received your invitation.  Some places may still be available for delegates from APCC member firms.  Again please contact the APCC if you would like to attend the event.

 

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01/09/10

What's new


New items recently added to the website include:

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09/07/10

Authorisation Workshop

 The workshop held on 8 July primarily focussed on authorisations and what makes a good application pack.  In addition Simon Collins gave an update on APCC activities and on enforcement issues following his presentation to the FSA at their own internal enforcement conference. 

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10/03/10

2010 London Forum


The APCC  2010 London forum took place on Tuesday 9th March.

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Adviser Options Limited

Address:

21 Thornway

Bramhall

Stockport

Cheshire

SK7 2AF

 

Telephone: 0161 4392136 or 07787 816146

 

Fax:

 

E-mail: db.wallace@talktalk.et

 

Website:

 

Adviser Options offers a wide range of regulatory services to retail distributors such as Product Provider IFA and Network firms. We believe you will find our range of services exceptional and our costs reasonable. Clients pay only for what they require, from provision of 'Self Help' documentation to individual assistance with regulatory visits and Enforcement issues.

 

Number of Consultants: Sole Consultant

 

Geographic Area Covered: All UK locations

 

Services to Consultancy Firms: Locum/mentoring/buddying,