MEMBER FIRMS
Mailing List
Workshop on 24 September at the FSA offices in London

The APCC is pleased to announce a workshop on 24 September at the London offices of the FSA from 9:30 until noon, registration is from 9 am.  The workshop is for compliance consultants and will focus on the promotion of unregulated collective investment schemes by retail financial advisers.  This follows a recent thematic review by the FSA of this area which found significant failings by regulated firms.  This event is free of charge.

All delegates should have received their email invitation from the FSA for this event, please email the APCC if you have not received your invitation.  Some places may still be available for delegates from APCC member firms.  Again please contact the APCC if you would like to attend the event.

 
news & events

01/09/10

What's new


New items recently added to the website include:

read more


09/07/10

Authorisation Workshop

 The workshop held on 8 July primarily focussed on authorisations and what makes a good application pack.  In addition Simon Collins gave an update on APCC activities and on enforcement issues following his presentation to the FSA at their own internal enforcement conference. 

read more


10/03/10

2010 London Forum


The APCC  2010 London forum took place on Tuesday 9th March.

read more


more news & events
downloads

Recently added

Constitutional Items

Professional Standards

Events - London March 2010

download more

List of Member Firms

Advanced Search

Documentation

Newsletters

Temporary Consultants

Locum/mentoring/buddying

Technical Helpdesk

Other
 
FSA Solutions

Address:

34 Meadowpark Road

Bathgate

West Lothian

EH48 2SJ

 

Telephone: 07833 703537

 

Fax:

 

E-mail: enquiries@fsasolutions.com

 

Website: www.fsasolutions.com

 

We seek to provide a VFM service for medium to large corporate clients. We provide detailed technical expertise or advice to our clients, and join their internal teams to add support or balance to projects.

Our Directors are recognised specialists in their chosen market sectors, and are often involved in the design of technical training for the examining bodies.

We are committed to providing a high level technical response, recognising and highlighting the practical problems and solutions to assist firms chose how to respond to regulatory requirements within their risk appetite. This was recognised in 2005, when we were presented with the award for ' the most practical compliance consultancy'. This was particularly gratifying because it reflected, nominations from our clients, the judgement of our peers and was presented by The Financial Services Authority.

If you need regulatory support or assistance we will be happy to try and help.

 

Number of Consultants: Sole Consultant

 

Geographic Area Covered: Mainly London, South East and Edinburgh but will go nationwide

 

Services to Consultancy Firms: Technical helpdesk,

◄Back