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Workshop on 24 September at the FSA offices in London

The APCC is pleased to announce a workshop on 24 September at the London offices of the FSA from 9:30 until noon, registration is from 9 am.  The workshop is for compliance consultants and will focus on the promotion of unregulated collective investment schemes by retail financial advisers.  This follows a recent thematic review by the FSA of this area which found significant failings by regulated firms.  This event is free of charge.

All delegates should have received their email invitation from the FSA for this event, please email the APCC if you have not received your invitation.  Some places may still be available for delegates from APCC member firms.  Again please contact the APCC if you would like to attend the event.

 

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01/09/10

What's new


New items recently added to the website include:

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09/07/10

Authorisation Workshop

 The workshop held on 8 July primarily focussed on authorisations and what makes a good application pack.  In addition Simon Collins gave an update on APCC activities and on enforcement issues following his presentation to the FSA at their own internal enforcement conference. 

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10/03/10

2010 London Forum


The APCC  2010 London forum took place on Tuesday 9th March.

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DSA Associates Limited

Address:

Townsend Cottage

8 Townsend

Quainton

Buckinghamshire

HP22 4BB

 

Telephone: 01296 651684

 

Fax: 01296 651684

 

E-mail: debbie@dsa-associates.com

 

Website: www.dsa-associates.com

 

DSA Associates main expertise is with smaller firms with up to about 20 employees in the investment, mortgage and/or general insurance environment. We provide a no-nonsense and limited jargon experience to users who may or may not be fluent with regulation. We also provide compliance consultancy assistance to larger firms and insurers via other larger compliance consultancy firms with whom we associate.

 

Number of Consultants: Sole Consultant

 

Geographic Area Covered: Beds, Bucks, Herts and Oxfordshire mainly, but also some London.

 

Services to Consultancy Firms: Documentation,