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Workshop on 24 September at the FSA offices in London

The APCC is pleased to announce a workshop on 24 September at the London offices of the FSA from 9:30 until noon, registration is from 9 am.  The workshop is for compliance consultants and will focus on the promotion of unregulated collective investment schemes by retail financial advisers.  This follows a recent thematic review by the FSA of this area which found significant failings by regulated firms.  This event is free of charge.

All delegates should have received their email invitation from the FSA for this event, please email the APCC if you have not received your invitation.  Some places may still be available for delegates from APCC member firms.  Again please contact the APCC if you would like to attend the event.

 
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01/09/10

What's new


New items recently added to the website include:

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09/07/10

Authorisation Workshop

 The workshop held on 8 July primarily focussed on authorisations and what makes a good application pack.  In addition Simon Collins gave an update on APCC activities and on enforcement issues following his presentation to the FSA at their own internal enforcement conference. 

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10/03/10

2010 London Forum


The APCC  2010 London forum took place on Tuesday 9th March.

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KMW Automotive Solutions Limited

Address:

9 Darwin Close

Stapenhill

Burton Upon Trent

Staffs

DE15 9DR

 

Telephone: 01283 533965

 

Fax:

 

E-mail: karen.wagstaffe@btconnect.com

 

Website: www.i-comply-online.co.uk

 

KMW Automotive Solutions specialises in providing tailored regulatory support services to the Motor Trade and Insurance Sector.  We help the client cope with FSA and CCA Legislation which can include assistance with Authorisation, Procedural Documents, Training (classroom and online) and Competency programmes and regularly carry out healthchecks to keep clients on the right track.  We are specialists in ICOBS and Treating Customers Fairly and all activity is done with the clients sales process in mind to help drive profitability.

 

Number of Consultants: Sole Consultant

 

Geographic Area Covered: Midlands Based – UK Coverage

 

Services to Consultancy Firms: Locum/mentoring/buddying, Temporary Consultants,

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