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Workshop on 24 September at the FSA offices in London

The APCC is pleased to announce a workshop on 24 September at the London offices of the FSA from 9:30 until noon, registration is from 9 am.  The workshop is for compliance consultants and will focus on the promotion of unregulated collective investment schemes by retail financial advisers.  This follows a recent thematic review by the FSA of this area which found significant failings by regulated firms.  This event is free of charge.

All delegates should have received their email invitation from the FSA for this event, please email the APCC if you have not received your invitation.  Some places may still be available for delegates from APCC member firms.  Again please contact the APCC if you would like to attend the event.

 
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01/09/10

What's new


New items recently added to the website include:

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09/07/10

Authorisation Workshop

 The workshop held on 8 July primarily focussed on authorisations and what makes a good application pack.  In addition Simon Collins gave an update on APCC activities and on enforcement issues following his presentation to the FSA at their own internal enforcement conference. 

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10/03/10

2010 London Forum


The APCC  2010 London forum took place on Tuesday 9th March.

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Corylus Compliance Services

Address:

The Hazels

Colletts Bridge Lane

Elm

Wisbech

Cambridgeshire

PE14 0EE

 

Telephone: 01945 474612

 

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E-mail: abryant@corylus-compliance.co.uk

 

Website: www.corylus-compliance.co.uk

 

I have worked in financial services for over 27 years and for 6 of those years was the compliance director for a regional IFA and investment management group. Over the years I have developed in-depth knowledge and understanding of FSA rules and regulations and can develop and help maintain core business quality-assurance measures and principles. I believe compliance should be seen as business focused and creative, achieving cost benefits for firms by implementing efficiency and quality improvements. My real business experience enables me to turn regulation into commercial reality in a pragmatic way that recognises any firm’s need for profitability.

 

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Geographic Area Covered: Nationwide but focusing on East Anglia and East Midlands

 

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