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Workshop on 24 September at the FSA offices in London

The APCC is pleased to announce a workshop on 24 September at the London offices of the FSA from 9:30 until noon, registration is from 9 am. The workshop is for compliance consultants and will focus on the promotion of unregulated collective investment schemes by retail financial advisers. This follows a recent thematic review by the FSA of this area which found significant failings by regulated firms. This event is free of charge.

All delegates should have received their email invitation from the FSA for this event, please email the APCC if you have not received your invitation. Some places may still be available for delegates from APCC member firms. Again please contact the APCC if you would like to attend the event.

news & events

01/09/10

What's new

New items recently added to the website include:

09/07/10

Authorisation Workshop

The workshop held on 8 July primarily focussed on authorisations and what makes a good application pack. In addition Simon Collins gave an update on APCC activities and on enforcement issues following his presentation to the FSA at their own internal enforcement conference.

10/03/10

2010 London Forum

The APCC 2010 London forum took place on Tuesday 9th March.

more news & events

Download Material

Events - London March 2010

DATE	TITLE	DESCRIPTION
16/03/2010	APCC March 2010 London Forum Event Programme	The programme for the APCC 2010 London forum held on 9 March 2010
12/03/2010	Keynote speech	The keynote speech was given by Linda Wodhall, Head of Savings & Investments Department, Small Firms & Contact Division, FSA
27/01/2010	Registration form for the London event on March 9 2010	The registration form for the London event can now be completed online and emailed back to the APCC. If you are paying the delegate fee by cheque we suggest you print out the form and send it by post with your cheque to the APCC.

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