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June 2013 Regional Forums

NORTHERN FORUM –   4June 2013, The John Smith’s Stadium, Stadium Way, Huddersfield, HD1 6PG

SOUTHERN FORUM –  6June 2013, Offices of L & G, 1 Coleman Street, London, EC2R 5AA

Registration is now open for the above events

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news & events

21/05/13

APCC; Regional Forums including FCA presentations June 2013

NORTHERN FORUM –   4June 2013, The John Smith’s Stadium, Stadium Way, Huddersfield, HD1 6PG

 

SOUTHERN FORUM –  6June 2013, Offices of L & G, 1 Coleman Street, London, EC2R 5AA

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30/01/13

Regional Forums June 2013

Registration is open for our regional forums. Please go to News and Events for registration forms

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05/10/12

Roundtable Discussion on 24 October with the FSA on the recent CP on the Promoti

The APCC is holding an interactive roundtable discussion with the FSA on the recent CP on the promotion of UCIS to the retail market. This event is open to delegates from APCC members and affiliate firms either in person or via webinar.  Delegates from non-member firms can listen live to the event via webinar.

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Professional Standards

08/12/2011 Sample Procedures for Dealing with Failing Clients These sample procedures for dealing with failing clients are suitable for sole consultancies but can be adapted for larger consultancies.
08/12/2011 Examples of Conflicts of Interest The APCC requires its members to have a policy in place setting out how the firm deals with conflicts of interest. This document sets out examples of what the APCC considers to be conflicts of interest.
06/03/2010 Professional Conduct
These Professional Standards were adopted by the Association with effect from 9 March 2010. The purpose of these Standards is to provide guidance to Members Firms on the minimum standards that the Association expects all its members to meet on a continual basis.

06/03/2010 Experience and Qualifications Standards
These are recommended minimum standards for the experience and qualifications of members consultants.

The APCC considers that each member firm should maintain an experience and qualification matrix which documents that within the firm it has sufficient expertise to support the different areas in which it provides advice.
15/01/2007 Healthcheck Reports Guidance to members on issuing Healthcheck Reports
06/09/2006 Procedures on Change of Compliance Consultancy Firm Guidance to members on best practice procedures on a change of appointment
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