Mailing List
Workshop on 24 September at the FSA offices in London

The APCC is pleased to announce a workshop on 24 September at the London offices of the FSA from 9:30 until noon, registration is from 9 am.  The workshop is for compliance consultants and will focus on the promotion of unregulated collective investment schemes by retail financial advisers.  This follows a recent thematic review by the FSA of this area which found significant failings by regulated firms.  This event is free of charge.

All delegates should have received their email invitation from the FSA for this event, please email the APCC if you have not received your invitation.  Some places may still be available for delegates from APCC member firms.  Again please contact the APCC if you would like to attend the event.

 

news & events

01/09/10

What's new


New items recently added to the website include:

read more


09/07/10

Authorisation Workshop

 The workshop held on 8 July primarily focussed on authorisations and what makes a good application pack.  In addition Simon Collins gave an update on APCC activities and on enforcement issues following his presentation to the FSA at their own internal enforcement conference. 

read more


10/03/10

2010 London Forum


The APCC  2010 London forum took place on Tuesday 9th March.

read more


more news & events

Download Material

Constitutional Items

20/03/2009 Membership Application Form Application form for prospective members
26/07/2007 Grievance Procedure The Grievance Procedure is used in the event that the Association receives a complaint against a member
06/07/2005 Memorandum and Articles of Assocation Memorandum and Articles of Assocation of the APCC
09/05/2005 Code of Ethics and Professional Conduct All members of the Association and their staff are required to comply with this Code of Ethics and Professional Conduct
DATE TITLE DESCRIPTION