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Workshop on 8 July in the City of London

The APCC is pleased to announce a workshop on 8 July focussing primarily on authorisations and what makes a good application pack.  Two speakers from the FSA will be presenting on this topic and delegates will be encouraged to ask questions.  In addition Simon Collins will give an update on the FSA's compliance consultants training programme and an update on enforcement issues following his presentation to the FSA at their own internal enforcement conference.

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news & events

01/09/10

What's new


New items recently added to the website include:

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09/07/10

Authorisation Workshop

 The workshop held on 8 July primarily focussed on authorisations and what makes a good application pack.  In addition Simon Collins gave an update on APCC activities and on enforcement issues following his presentation to the FSA at their own internal enforcement conference. 

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10/03/10

2010 London Forum


The APCC  2010 London forum took place on Tuesday 9th March.

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Constitutional Items

Professional Standards

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The Constitution of the APCC

 

The APCC is a not for profit company limited by guarantee. It has a board of directors, the Steering Council, who stand for re-election at least every three years. The Steering Council is made up of representatives from member firms and relevant trade bodies.

 

The Steering Council appoints committees to consider particular issues. These committees are chaired by a representative of the Steering Council and the body of each committee is made up of representatives from member firms.

 

The Steering Council admits compliance consultancy firms to membership where they meet the membership eligibility criteria, support the APCC's Objectives and Principles and agree to comply with the APCC Code of Ethics, which include
the APCC Professional Standards.

The Objectives and Principles of the APCC

The APCC

The APCC has taken over from the original steering group which was sponsored by the FSA to provide a forum for compliance consultants and the FSA to meet and discuss issues of joint interest. Membership of the APCC is open to compliance consultancy firms who support the APCC's objectives and principles, agree to comply with the APCC Code of Ethics, which include the APCC Professional Standards, and meet its eligibility criteria. The APCC was formed with the following clear objectives and principles:

 

Objectives of APCC
  • Promote the professional standards of its members
  • Communication channel
  • Provide information on services provided by members
  • Accreditation
  • Recognised as a Trade Body by the FSA

Principles of APCC
  • Integrity
  • Competence
  • Standards of Professional Conduct
  • Objectivity
  • Confidentiality
  • Good repute

 

Relevant Documents

Constitution (PDF 149KB)

 

Code of Ethics

 

Grievance Procedure (DOC 49KB)