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2013 Annual London Forum

Our annual London forum will be held on 11 March 2013 at the offices of Blackrock which are in the City (Drapers Gardens, 12 Throgmorton Avenue, London  EC2N 2D) to be followed by a networking session at a local hostelry. 

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news & events

30/01/13

APCC London Forum on 11 March 2013

Our 2013 annual forum will be on 11 March 2013.

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05/10/12

Roundtable Discussion on 24 October with the FSA on the recent CP on the Promoti

The APCC is holding an interactive roundtable discussion with the FSA on the recent CP on the promotion of UCIS to the retail market. This event is open to delegates from APCC members and affiliate firms either in person or via webinar.  Delegates from non-member firms can listen live to the event via webinar.

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30/08/12

Northern Forum Event on 19 September 2012

Program and registration details for the Northern Forum event to be held on 19 September at the John Smith Stadium (previously called the Galpharm Stadium) in Huddersfield.

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The Constitution of the APCC

 

The APCC is a not for profit company limited by guarantee. It has a board of directors, the Steering Council, who stand for re-election at least every three years. The Steering Council is made up of representatives from member firms and relevant trade bodies.

 

The Steering Council appoints committees to consider particular issues. These committees are chaired by a representative of the Steering Council and the body of each committee is made up of representatives from member firms.

 

The Steering Council admits compliance consultancy firms to membership where they meet the membership eligibility criteria, support the APCC's Objectives and Principles and agree to comply with the APCC Code of Ethics, which include
the APCC Professional Standards.

The Objectives and Principles of the APCC

The APCC

The APCC has taken over from the original steering group which was sponsored by the FSA (now FCA) to provide a forum for compliance consultants and the (now) FCA to meet and discuss issues of joint interest. Membership of the APCC is open to compliance consultancy firms who support the APCC's objectives and principles, agree to comply with the APCC Code of Ethics, which include the APCC Professional Standards, and meet its eligibility criteria. The APCC was formed with the following clear objectives and principles:

 

Objectives of APCC
  • Promote the professional standards of its members
  • Communication channel
  • Provide information on services provided by members
  • Accreditation
  • Recognised as a Trade Body by the FCA
Principles of APCC
  • Integrity
  • Competence
  • Standards of Professional Conduct
  • Objectivity
  • Confidentiality
  • Good repute

 

Relevant Documents

Constitution (PDF 149KB)

 

Code of Ethics

 

Grievance Procedure (DOC 49KB)