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Workshop on 8 July in the City of London

The APCC is pleased to announce a workshop on 8 July focussing primarily on authorisations and what makes a good application pack.  Two speakers from the FSA will be presenting on this topic and delegates will be encouraged to ask questions.  In addition Simon Collins will give an update on the FSA's compliance consultants training programme and an update on enforcement issues following his presentation to the FSA at their own internal enforcement conference.

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01/09/10

What's new


New items recently added to the website include:

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09/07/10

Authorisation Workshop

 The workshop held on 8 July primarily focussed on authorisations and what makes a good application pack.  In addition Simon Collins gave an update on APCC activities and on enforcement issues following his presentation to the FSA at their own internal enforcement conference. 

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10/03/10

2010 London Forum


The APCC  2010 London forum took place on Tuesday 9th March.

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FSA Review of Compliance Consultants

 

The FSA has now completed its review of compliance outsourcing by small firms – more commonly known as the FSA review of compliance consultants. The FSA issued today a press release summarising the review findings, a guide to using compliance consultants and a factsheet which reproduces the guide in slightly more detail. Copies of these documents are attached in PDF format:

 

 

The Association has also issued a press release to the financial press setting out our involvement with the FSA on this project and providing a compliance consultants viewpoint to the FSA’s own findings. A copy of this press release is attached for your information.

 

Relevant Documents

APCC Press release 7th April 2007 (PDF 15KB)