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Workshop on 8 July in the City of London

The APCC is pleased to announce a workshop on 8 July focussing primarily on authorisations and what makes a good application pack.  Two speakers from the FSA will be presenting on this topic and delegates will be encouraged to ask questions.  In addition Simon Collins will give an update on the FSA's compliance consultants training programme and an update on enforcement issues following his presentation to the FSA at their own internal enforcement conference.

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01/09/10

What's new


New items recently added to the website include:

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09/07/10

Authorisation Workshop

 The workshop held on 8 July primarily focussed on authorisations and what makes a good application pack.  In addition Simon Collins gave an update on APCC activities and on enforcement issues following his presentation to the FSA at their own internal enforcement conference. 

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10/03/10

2010 London Forum


The APCC  2010 London forum took place on Tuesday 9th March.

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Professional Standards

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Professional Partners

The Association of Professional Compliance Consultants, or APCC, is the body for compliance consultants who advise firms regulated by the Financial Services Authority in the UK.

 

Professional partners of the APCC provide facilities or services to compliance consultancy firms and/or to businesses regulated by the Financial Services Authority.

 

 

Complinet

Telephone: 0870 042 6400

 

Web site: www.complinet.com

 

Email: clientsupport@complinet.com

 

Complinet is a market-leading publisher of information and provider of software solutions to the international financial services industry. Complinet's range of services includes publishing, compliance training and software development.

 

Products include online news and analysis, regulatory and legislative reference services, publications and newsletters, client screening services, policy and procedures management and training courses.

 

 

Michelmores LLP

Telephone: 01392 687 671

 

Web site: www.michelmores.com

 

Email: phr@michelmores.com

 

Michelmores LLP is a full service commercial law firm, based in Exeter and London, with a complement of approximately 300 people.

 

Our Financial Services & Markets team delivers a wide range of specialist legal services to both retail and wholesale financial services providers, distributors and intermediaries throughout the UK and overseas, covering: acquisitions, mergers and sales (share purchase/asset purchase); corporate finance, MBOs and private equity deals; commercial agreements and outsourcing arrangements; employment contracts, TUPE and disciplinary procedures; commercial litigation and dispute resolution; legal representation in FSA enforcement and discipline; IT, IP and DPA; corporate recovery and insolvency, including administrations; consumer credit; FSA regulatory advice.

 

We do not offer compliance consultancy, subscriber compliance services or training products. Any referrals for legal advice can therefore be made to us on that basis. We are always available if you have a client with a query about a legal matter.